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“Creating a Quality
IEP”
INDIVIDUALIZED EDUCATION PROGRAM
MANUAL
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|
March 2001
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BOARD OF EDUCATION OF THE CITY OF NEW YORK

William C. Thompson, Jr.
President
Irene H. Impellizzeri
Vice President
Jerry Cammarata
Irving S. Hamer, Jr.
Sandra E. Lerner
Ninfa Segarra
Terri Thomson
Members
Andrea Alexander
Spiridon Ardavanis
Student Advisory Members
Harold O. Levy
Chancellor
Judith A. Rizzo
Deputy Chancellor for
Instruction
David Klasfeld
Francine B. Goldstein
School Programs and Support
Services
It is the policy of the Board
of Education of the City School District of the City of New York not to
discriminate on the basis of race, color, creed, religion, national origin,
age, disability, marital status, sexual orientation, or sex in its educational
programs, activities, and employment policies, and to maintain an environment
free of sexual harassment, as required by law. Inquiries regarding compliance with appropriate laws may be
directed to Director, Office of Equal Opportunity, 65 Court Street, Room 923,
Brooklyn, New York, 11201, Telephone (718) 935-3320.
TABLE OF CONTENTS
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Introduction |
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1 |
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Requirements and Roles for
IEP Teams |
-------------------------------------------------- |
1 |
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New Considerations and
Requirements for IEPs |
--------------------------------------- |
5 |
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Page 1 Recommendation Page |
-------------------------------------------------------------- |
9 |
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Page 2 Conference
Information |
-------------------------------------------------------------- |
22 |
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Overview of Performance
Pages |
---------------------------------------------------------- |
24 |
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Page 3 Academic Performance
and Learning Characteristics |
----------------------- |
30 |
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Page 4 Social/Emotional
Performance |
---------------------------------------------------- |
32 |
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Page 5 Health and Physical
Development |
-------------------------------------------- |
34 |
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Overview of Annual Goals
and Short Term Objectives |
------------------------------- |
36 |
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Page 6 Annual Goals and
Short-Term Objectives |
-------------------------------------- |
40 |
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Overview of School
Environment and Service
Recommendations |
------------------------------------------------- |
42 |
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Page 7 School Environment
and Service Recommendations |
------------------------ |
47 |
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Page 8 Other Programs
Considered and Reasons for Rejection |
-------------------- |
53 |
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Overview of Participation
in School Activities, Related Service Recommendations,
Participation in Assessments and Promotion Criteria |
-------- |
54 |
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Page 9 Participation in
School Activities, Related Service Recommendations,
Participation in Assessments and Promotion Criteria |
------- |
64 |
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Overview of Transition Page |
----------------------------------------------------------------- |
67 |
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Page 10 Transition |
------------------------------------------------------------------------------ |
69 |
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Appendix A - The IEP Form |
------------------------------------------------------------------ |
70 |
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Appendix B – Quality
Indicator Checklists |
---------------------------------------------------- |
81 |
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Appendix C - The Do’s
and Don’ts |
-------------------------------------------------------- |
85 |
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Appendix D - Definition of
Classifications |
----------------------------------------------- |
90 |
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Appendix E – Learning
Disability Justification Form |
------------------------------------ |
93 |
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Appendix F –
Emotional Disability Justification Form |
------------------------------------ |
94 |
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Appendix G – Behavior
Intervention Plan |
--------------------------------------------------- |
95 |
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Appendix H – Student
Accommodation Plan |
------------------------------------------------ |
97 |
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Appendix I – Sample
Transition Goals |
--------------------------------------------------------- |
98 |
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NEW YORK CITY BOARD OF EDUCATION*
INDIVIDUALIZED EDUCATION PROGRAM
MANUAL
Introduction
An Individualized Education Program (IEP) is a
written document that is developed for each eligible preschool and school-age
student with a disability in accordance with the requirements of the
Individuals with Disabilities Education Act (IDEA).
The purpose of the IEP is twofold:
Ö it
documents a student’s eligibility for special education services; and
Ö it
memorializes the school system’s plan for providing a free appropriate
public education that will meet the student’s unique needs, in the least
restrictive environment.
This manual discusses the membership of the
committee that develops the student’s IEP and the requirements of the IEP,
as mandated by IDEA. It explains
the IEP (Appendix A) developed by the New York City Public Schools in 1998 and
updated in September 2000. It also
contains quality indicator checklists to assist IEP Teams in assessing whether
IEPs developed meet established criteria (Appendix B).
Specific
information pertaining to the Continuum
of Special Education Services offered to students by the New York City Public
Schools can be found in the New York City Board of Education publication
entitled Special Education Services as Part of a Unified Service
Delivery System (The Continuum of Services
for Students with Disabilities). For information on eligibility for special education
services for preschool students, refer to the New York City Board of Education
publication entitled Committee on Preschool Special Education
Standard Operating Procedures Manual, March 2000.
Requirements
and Roles for IEP Teams
The IEP is a collaboratively developed plan based
on information provided by parents, assessment professionals, instructional
personnel, related service providers and, where appropriate, the student. Under federal law, the group
responsible for developing the IEP is known as the IEP Team. New York State refers to this group, as
the Committee on Special Education (CSE) or Subcommittee of the Committee on
Special Education (Sub-CSE) for school-age students and the Committee on
Preschool Special Education (CPSE) for preschool students. IDEA expanded the membership of the IEP
Team to include the general education teacher and enhances the role played by
some other members.
Under IDEA:
Ö parents
participate in making decisions concerning evaluation, eligibility and
placement and are equal partners with school personnel in developing the IEP;
*There
are several documents referenced within this manual which are available
through your supervisor.
Ö at
least one general education teacher must be a member of the IEP Team if the
student is, or may be participating in he general education
environment;
Ö the
district representative must be qualified to provide or supervise the provision
of special education and also knowledgeable about the general education
curriculum and the availability of district resources; and
Ö one
of the team members must be able to interpret the instructional implications of
the evaluation results in terms of designing appropriate instruction.
In New York State parents have long participated in making eligibility and
placement decisions about students with disabilities. Under IDEA parents must be informed of and provide written
consent to initials and periodic re-evaluations of their child; have their
concerns about the education of their child considered during the evaluation;
be part of the group that reviews existing evaluation data during any
evaluation or re-evaluation of their child and understand the results of
evaluations. Additionally, where
the IEP Team determines that no additional data are needed to determine
continuing eligibility, parents must receive notice of that determination with
a statement of the reasons for that decision. Parents have the right to request additional assessments if
they disagree with the IEP Team decision.
Parents have the right to be provided with the student’s IEP and
all due process notices in their preferred language or mode of communication.
The general education teacher is expected to present information about the
student’s performance in the general education class and to help the IEP
Team make decisions about participation in the general education curriculum and
other school activities. As a
member of the IEP Team, the general education teacher helps the IEP Team
determine appropriate behavioral interventions, strategies, supplementary aids
and services and program modifications and supports for school personnel that
are necessary for the student to participate to the fullest extent possible in
the general education curriculum.
According to federal legislation, the general
education teacher must participate in the IEP meeting to the extent
appropriate. This means that the general education teacher participates
whenever the student’s needs and service recommendations are discussed. The goal is to provide the general
education teacher with an opportunity for meaningful participation while
minimizing the impact on the teacher’s other instructional
responsibilities.
Mindful that the participating general education
teacher must be the student’s teacher if the student is currently
attending one or more general education classes, general education teacher
selection should proceed as follows:
Ö For
students participating in general education classes with supplementary aids and
services (i.e., Related Services, Special Education Teacher Support Services,
Collaborative Team Teaching) full-time or part-time or who are mainstreamed,
the general education teacher or the preschool teacher who attends the IEP
meeting must be the student’s general education or preschool teacher.
Ö For students not participating in general education classes with supplementary aids and services or who are not mainstreamed, the general education teacher or the preschool teacher must be one who is likely to provide general education or preschool instruction for the disabled student being considered for participation in general education classes or participation in age appropriate activities or one who is knowledgeable regarding the curricula adaptations and the range of available general and special education, supports and services appropriate to the age and grade level of the student. For preschool students, the general education teacher is an individual qualified by the State Education Department to teach a student of the same age.
Ö For
students who have more than one general education teacher, only one of the
student’s teachers must attend the meeting. Input from all the student’s teachers who will not be
attending should be obtained and presented at the meeting.
Ö For
students attending non-public school programs and who are participating in
general education classes with supplementary aids and services or who are
mainstreamed, the student’s general education teacher must be invited to
participate at the IEP meeting. If
the student’s general education teacher is unable to participate, the CSE
must identify a general education teacher to participate at the IEP
meeting. The general education
teacher identified must have knowledge of curricular adaptations and the range
of available general and special education supports and services appropriate to
the age and grade level of the student.
The district representative may be a member of the IEP Team who is also
fulfilling another role as long as he/she meets all three of the qualifications
for district representatives as described at the top of Page 2 of this
manual. This role can be filled by
a CSE Chairperson, special education supervisor, principal, special education
teacher, related service provider or school based support team member. For preschool cases the district
representative is the Board of Education Preschool Administrator or the
designee of the CSE Chairperson.
The individual who interprets the
instructional implications
of the evaluation results may be a member of the IEP Team who is also
fulfilling another role. The
individual who interprets the instructional implications must be able to talk
about how the evaluation results will impact on the instruction provided to the
student and assist the team in determining what instructional modifications,
strategies or interventions may be required. This role can be filled by the special or general education
teacher, the district representative, the education evaluator or the school
psychologist. For preschool cases
the individual who interprets the instructional implications may be a
representative of the SED approved evaluation site if invited to attend the IEP
meeting by the Board of Education Preschool Administrator.
IDEA requires that at least one special
education teacher of the
student participate in the IEP Team meeting. When the student’s only special education service is a
related service the related service provider participates as the student’s special
education service provider. The student with a disability participates where
appropriate. In New York State,
the school psychologist
and parent member must
participate in CSE meetings. Part
200 of the New York State Regulations of the Commissioner of Education require
that the CSE/CPSE inform the parent(s) of his/her right to have a parent member
participate at the CSE/CPSE Review.
Parents must also be informed of their right to decline the
participation of the parent member.
If the parent opts to decline his/her right for the participation of a
parent member this must be documented in writing in the student’s CSE
file. The school psychologist must
participate in CSE subcommittee meetings whenever a new psychological
evaluation is reviewed or a change to a service option with a more intensive
staff/student ratio is considered.
A school physician
is also a required participant if the parent makes a request for a physician to
attend at least seventy-two (72) hours prior to the IEP meeting. For initial referrals to a CPSE, an
Early Intervention Program representative must participate if the student is
transitioning from a program serving children with disabilities, ages 0-2
years.
The following chart summarizes the required
participants at IEP Meetings:
|
|
SUBCOMMITTEE ON SPECIAL
EDUCATION |
|
|||
|
|
School Level Annual Review |
Educational Planning
Conference Conducted by School Based Support Team |
CSE Review |
||
|
|
|
Initials |
Reviews/ Triennials |
Initials |
Reviews/ Triennials |
|
Special Education Teacher/Related Service
Provider |
4 |
4 (4) |
4 |
4 (4) |
4 |
|
General Education Teacher (1) |
4 |
4 |
4 |
4 |
4 |
|
Parent (2) |
4 |
4 |
4 |
4 |
4 |
|
Student (3) |
4 |
4 |
4 |
4 |
4 |
|
District Representative |
4 (5) |
4 (5) |
4 (5) |
4 (5) |
4 (5) |
|
Education Evaluator |
N/A |
4 |
4 |
4 |
4 |
|
School Psychologist |
N/A |
4 |
(6) |
4 |
4 |
|
School Social Worker |
N/A |
4 |
(7) |
4 (8) |
4 (8) |
|
Parent Member |
N/A |
N/A |
N/A |
4 |
4 |
Notes:
(1) A general education teacher
is a required participant if the student is, or may be, participating in the
general education environment.
(2) The parent must be invited to
participate; however, the meeting may proceed without the parent provided that
documented appropriate outreach was conducted and attempts were made to arrange
a mutually agreed upon date and time for the meeting.
(3) The student, where
appropriate, should participate.
(4) The education evaluator
serves as the designated special education teacher for initial cases.
(5) For initial cases, re-evaluations
and triennials, the school social worker, school psychologist or education
evaluator may serve as the district representative as well as others such as a
supervisor, CSE Chairperson, special education teacher who meet the criteria
for district representative.
(6) A school psychologist is
required to participate in a requested review/triennial meeting whenever a new
psychological evaluation is reviewed or a change to a more intensive staffing
ratio is considered.
(7) The school social worker may
participate in a Subcommittee meeting for a requested review or triennial if
involved in any aspect of the evaluation process.
(8) School social workers are to
attend all types of CSE Reviews (initial, requested reviews and triennials)
except in extraordinary circumstances.
In addition, a translator is required to attend
IEP Team meetings if the parent’s preferred language or mode of
communication is other than English.
For required participants at IEP meetings for preschool students refer
to the preschool SOPM.
In addition to the required participants noted
above, the following individuals should also be invited to participate in IEP
meetings:
·
any school
personnel with contributions to make to the decision making process;
·
at the discretion
of the parent or the district, any individual with special expertise or
knowledge of the student;
·
non-Board of
Education assessment professionals or service providers involved in conducting
the assessment or providing service to the student.
If a purpose of the IEP meeting is to consider
the need for transition services, the student and a representative of the
agencies likely to be responsible for providing or paying for transition
services must be invited:
Ö
if the student does
not attend, the team must ensure that the student’s preferences and
interests are considered; and
Ö
if an agency
invited to send a representative to a meeting does not do so, steps to involve
the other agency in the planning of any transition services shall be taken.
Considerations
and Requirements for IEPs
No document has greater importance to a student
with a disability and his or her parents than the IEP. The IEP Team must ensure that they
consider:
Ö the
student’s ability to participate with typically developing peers, to the
greatest extent appropriate;
Ö the
student’s strengths (in English and in the other than English language
for English Language Learners (ELLs);
Ö parents’
concerns for enhancing the student’s education; and
Ö the
results of the most recent assessment.
Additionally, the IEP Team must consider
“special factors.”
These “special factors” include:
Ö the
student’s language needs, if the student is an English Language Learner;
Ö instruction
in Braille and the use of Braille (unless not appropriate), if a student is
blind or visually impaired;
Ö the
communication needs of the student, with a list of specific factors to be considered,
if a student is deaf or hard of hearing; and
Ö positive
behavior strategies and supports, if the student’s behavior impedes his
or her learning or that of others.
The IEP must also:
Ö indicate
the present levels of performance, annual goals and short-term
objectives/benchmarks that address how the student’s disability affects
the student’s involvement and progress in the general education
curriculum or, for preschool students, the student’s participation in age
appropriate activities;
Ö describe
all supplementary aids and services including assistive technology and services
that will be provided to the student or on behalf of the student, and program
modifications or supports for school personnel that will be provided for the
student in order to advance toward his/her annual goals and, whenever
appropriate, to be educated in the general education environment with
non-disabled peers and participate in extracurricular and non-academic
activities;
Ö include
an explanation of the extent to which the student will not participate with non-disabled students in
general education classes and in extracurricular and non-academic activities;
Ö specify
whether Special Education Teacher Support Services and/or Related Services will
be provided in the general education classroom or in a separate location or a combination
of the two;
Ö
include, beginning
at age 14, a statement of transition needs which focuses on a student’s
course of study;
Ö
include, beginning
at age 15, required transition services;
Ö indicate
how the parents of the student will be regularly informed of both the
student’s progress toward meeting annual goals and whether the student is
expected to meet his or her annual goals;
Ö provide
information regarding the student’s participation in state and
districtwide assessments of student achievement, including any individual
accommodations that are needed for the student to participate;
Ö
indicate the
promotion standard for the student if the student participates in state and
districtwide assessments and if a modified promotion criteria is recommended,
provide a description of the modified standard for the student; and
Ö
if the student will
not participate in the general education curriculum and will participate in
Alternate Assessment, include the reason why the student participates in
Alternate Assessment and in addition to the State Alternate Assessment how the
student will be assessed.
Putting it
all Together
The IEP meeting serves as a communication vehicle
between parents and school personnel.
It enables them to make informed decisions regarding the student’s
needs including: the extent to which the student will be involved in the
general education curriculum and participate in the general education
environment; the student’s participation in state and district-wide
assessments and the student’s promotion criteria; the services needed to
support the student’s participation in assessments and to achieve agreed-upon
goals. Parents are equal partners
with school personnel in making these decisions. As such, parents are to receive copies of all evaluation
reports that will be discussed at the IEP meeting prior to the meeting. In the event that a parent has not previously
received copies of the evaluation reports prior to the IEP meeting, the parent
must receive copies of the report at the IEP meeting. The IEP Team must consider parents’ concerns and
information about the student provided by the parents.
The IEP is developed and written collaboratively by all members of the IEP Team at the IEP meeting. Each team member brings important information to the IEP Team meeting (e.g. draft goals, draft levels of performance, draft IEPs). Each team member shares his/her information which adds to the team’s overall understanding of the student’s needs. Decision-making at the IEP meeting is a consensus-driven process, but the Board of Education has ultimate responsibility to ensure that the IEP includes the services that the student needs in order to receive a free appropriate public education (FAPE). If it is not possible to reach consensus at an IEP meeting, a CSE review is requested. Following a CSE review, the Board of Education must provide the parents with written notice of the school system’s recommendation regarding the student’s educational program and placement. Parents have the right to seek resolution of any disagreements through mediation, or by initiating an impartial due process hearing. For preschool students, the IEP is always developed at a CPSE review.
The New York City IEP consists of nine (9) basic
pages and additional pages for transition, and interim services. The basic pages must be completed for
each student with a disability who is eligible for special education
services. The additional pages are
used to address specific needs of individual students. The utmost care must be utilized when
completing an IEP to ensure that decisions are transcribed accurately onto the
document. If additional space is
needed to complete a page of the IEP, the information should be recorded on a
blank sheet of paper and marked with the same page number followed by a letter
designation (e.g., 3A, 3B). It is
also necessary to indicate the student’s name and New York City
identification number and the date of the conference on the top of the
page. For additional Annual Goals
and Short-term Objectives (Page 6), you must utilize additional copies of Page
6 not blank sheets. You must mark
the additional copies of Pages 6 with a letter designation (e.g., 6A, 6B). When the IEP is completed, on the
bottom of each page next to the page number on the blank line provided you must
indicate the total number of pages included in the IEP, this includes a count
of all pages marked with a letter designation (e.g., Page 2 of 15). Corrections should be made following
procedures described in Appendix C.
A copy of the student’s IEP must be provided to the parents. All instructional and related services
providers who are serving the student must have access to a copy of the
student’s IEP.
It should be noted that when completing the IEP,
the order in which it is discussed at the conference should not be
sequential. The first page
completed should be Page 2, indicating who was present at the IEP meeting, but
leaving the Recommendation section blank until the conference is
concluded. Pages 3, 4 and 5 should
be considered next. After
discussing the student’s present levels of performance, Page 6 concerning
goals and objectives should be addressed and then Page 10 on transition
services for all students age 14.
This is followed by consideration of the areas on Page 9 including
participation in school activities, related service recommendations and
participation in assessments. The
IEP Team then determines the appropriate school environment and service
recommendations for Page 7. Then
Page 8 should be completed.
Finally, after all other areas have been addressed Page 1 should be
completed which summarizes the recommendations made.
CREATING A QUALITY
IEP PAGE 1 RECOMMENDATION PAGE |
This
page contains information about the student and his/her parent(s)or guardian(s)
and summaries of conference information, special alerts and service
recommendations made at the IEP meeting.
While it is the first page of the IEP, it is completed last as it
summarizes the decisions made. It
is anticipated that this page will remain unchanged for the period of time the
student receives the recommended service or until an annual review or requested
review is conducted.
|
STUDENT
INFORMATION |
·
Indicate the
student’s name, address, phone number, date of birth, age,
grade and gender in the appropriate spaces.
·
NYC ID # - This is the nine digit New York City Public
Schools identification number.
It can be found in the school office, on the front of the
student’s cumulative record folder or in the student’s CSE file for
students initially entering the New York City Public Schools.
·
English LAB
Score - Indicate the most recent
results and date of test for all eligible students. Indicate "NA" (not applicable) if the student is
not required to take the LAB.
·
Spanish LAB
Score - Indicate the most recent
results and date of test. Indicate
“NA” (not applicable) if the student is not required to take the
LAB.
·
Language(s)
Spoken/Mode of Communication -
List all languages which the student speaks/understands. If the student is nonverbal or has
limited verbal skills, indicate the mode of communication, (e.g., preferred
sign language or an alternative communication system) used by the student.
·
Agencies with
whom student is involved, name and
phone number of contact person -
List the primary agency involved with the student (e.g., Administration for
Children’s Services; Office of Mental Health; Office of Mental
Retardation and Developmental Disabilities; Vocational and Educational Services
for Individuals with Disabilities) and the name and phone number of the contact
person. Provide the agency case
number if available.
|
PARENT/GUARDIAN
INFORMATION |
·
Provide the name(s), address, and home and work phone numbers of the student’s parent(s) or guardian(s)
in the appropriate spaces. If the
parent(s) address and home phone number is the same as the student’s,
indicate “same as above”.
If the student has a surrogate parent, their name should be indicated.
·
Preferred
Language/Mode of Communication -
Indicate the language/mode of communication in which the parents or guardian
prefers to receive written notices and to communicate at conferences. This may be determined during the
social history interview. If a
parent is nonverbal, indicate the mode of communication (e.g. preferred sign
language or an alternative communication system) used by the parent. Check appropriate box indicating
whether or not the parent requires an interpreter for languages other than
English or ASL.
|
CONFERENCE
INFORMATION |
·
Case # - Enter the CSE case number assigned by the
records room manager of the CSE and indicated on the student's CSE file.
·
Home District - Indicate the student’s district of
residence.
·
Service District - Indicate the district where the student
receives services. Indicate
“NA” (not applicable) for preschool students.
·
Date of
Conference - Indicate the date
of the conference when the service recommendations are made.
·
Type of
Conference - Indicate one of the following: EPC (Educational Planning Conference),
CSE Review, Annual Review or CPSE Review.
|
SPECIAL MEDICAL/PHYSICAL ALERTS |
The health and safety of students with medical
conditions and/or physical limitations requires that all school personnel who
are or may be responsible for such students receive appropriate and accurate
information. The information in
this section must be consistent with the information provided on Page 5 of the
IEP. In order to accomplish this
objective, the following must occur:
Ö All
personnel responsible for students with special medical or physical alerts
should familiarize themselves with the information on Page 5, the health and
physical development page.
Ö Supporting
documentation, i.e., the health information form with authorization to
administer medication and/or authorization to provide treatments or health care
procedures, should be on file in the school and in the office of the Board of
Education School Nurse assigned to the building (if one is assigned) before the
first day of the student’s attendance.
Ö Prior
to the student’s first day of attendance, the Board of Education is
responsible for ordering any supplies and equipment that school nursing
personnel may need to serve the student’s health care needs during the
school day.
Ö The
Board of Education School Nurse, Occupational Therapist, Physical Therapist or
Health Coordinator, if assigned to the building, will provide information and
professional development to assist other school personnel in working with a
student with special health care needs or physical limitations, upon
request. If the appropriate
provider is not assigned to the building the Division of Student Support
Services may be contacted for assistance.
·
Medical/Physical
Alerts - Indicate whether the
student has any special medical condition(s) and/or physical limitations by
checking the appropriate box. If
the student has such needs, indicate all areas affected by such conditions or
limitations by checking the appropriate box(es).
·
Medication(s)
and Health Care Treatment(s) or Procedure(s) - Indicate whether the student requires medication
and/or health care treatments or procedures during the school day by checking
the appropriate boxes.
·
Other Alerts - Indicate any special or unusual factors which
may influence the student's learning or behavior. These factors may include specific programming needs. This
section cannot remain blank. If there are no alerts, the word none
must be recorded in this space.
Examples:
SPECIAL MEDICAL/PHYSICAL
ALERTS
(Refer to Health & Physical
Development Page for additional details.)
|
The student has: |
R medical conditions |
|
and/or o physical limitations which
effect his/her o learning o behavior and/or R participation in school activities. |
|
|
The student requires: ¨ medical and/or R health care treatment(s) or procedures(s)
during the school day. |
|
|
Other Alerts: Fed through gastrointestinal tube,
no liquids by mouth. |
|
SPECIAL MEDICAL/PHYSICAL
ALERTS
(Refer to Health & Physical
Development Page for additional details.)
|
The student has: |
R medical conditions |
|
and/or o physical limitations which
effect his/her o learning o behavior and/or R participation in school activities. |
|
|
The student requires: o medical and/or R health care treatment(s) or procedures(s)
during the school day. |
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Other Alerts: Allergic to milk and all milk
products. |
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THIS
“IEP INCLUDES” |
The following components may be required for an
individual student:
·
Transition (Page 10) - Beginning at age 14 or younger, if
appropriate, the IEP must include a long-term adult outcome statement that
focuses on the student’s course of study. No later than age 15, the IEP must reflect the full array of
transition service needs.
A “Transition Page” with information appropriate to the
student’s age and individual needs must be completed for each student age
14 or older. This box is checked
when the student’s IEP addresses Transition.
·
Interim Service
Plan - An Interim Service Plan
is completed by delineating temporary or interim services to be provided to the
student until the recommended program becomes available or until the completion
of evaluations when a disabled student moves to New York City from out of
city/state. For further
information on developing an interim service plan refer to the Board of
Education document entitled School Level and SBST/CSE Procedures for
Recommending and Providing Pendency and Interim Placements (April 1993).
This box is checked when the student has an Interim Service Plan.
|
SUMMARY
OF RECOMMENDATIONS |
Eligibility - In making the determination that a student is eligible for special
education services, the IEP Team must find that the student has an educational
disability and by reason of the disability needs special education
services. The parent participates
in making the eligibility determination.
A student may not be determined to be a student with a disability if the
determining factor for the decision is limited English proficiency or the lack
of instruction in reading or math.
Accordingly, when evaluating students who are referred because of
demonstrated weaknesses in the areas of reading or math, the IEP Team should
review and consider the instructional interventions provided in general
education.
A school-age student is eligible for special education services if:
Ö the
student meets the criteria for one or more of the New York State disability
classifications indicated in Appendix D; and
Ö the
student needs special education services to benefit from instruction; and
Ö the
determining factor in making the eligibility determination is not limited
English proficiency or lack of instruction in reading or math.
If the student meets the above criteria, check
the yes box indicating
that the student is eligible for special education services.
A school-age student is not eligible for special education services if:
Ö the student does not meet the criteria for one or more of the disability classifications; or
Ö the
student meets the criteria but does not need special education services to
benefit from instruction; or
Ö the
IEP Team has concluded that limited English proficiency or the lack of
instruction in reading or math is the determining factor in making the
eligibility determination.
If the student is ineligible for special
education services, check the no box indicating that the student is not
eligible for special education services.
In instances where a student is found ineligible for special education
services the IEP Team is only required to complete Pages 1 through 5 of the
IEP. This information must be
shared with the school Principal.
The school Principal will then collaborate with the Pupil Personnel Team
to identify other interventions and supports available to assist the student in
general education.
Please note: For information on eligibility for special education
services for preschool students, refer to the New York City Board of Education
publication entitled Committee on Preschool Special Education Standard
Operating Procedures Manual, March 2000.
Classification - Indicate one of the following:
|
·
autism ·
deaf-blindness ·
deafness ·
hearing
impairment ·
emotional
disturbance ·
learning
disability ·
mental
retardation |
·
multiple
disabilities ·
orthopedic
impairment ·
other health
impairment ·
speech or
language impairment ·
traumatic brain
injury ·
visual impairment
including blindness |
When a
student is initially classified as learning disabled IDEA requires a written
report to be completed by the IEP Team in which each IEP Team member certifies
that they are in agreement with the decision. The Board of Education’s Specific Learning Disability
Justification Form (Appendix E) serves
as that written report. A separate
statement must be included, if an IEP Team member has a dissenting
opinion. In addition, when
classifying a student as Emotional Disturbed for the first time, the Board of
Education’s Emotional Disability Justification Form (Appendix F) must be
completed.
For preschool students determined to have an
educational disability, the classification is Preschool Student with a
Disability (PD).
The New York City Public Schools’ recently
adopted Special Education Services as Part of a Unified Delivery Service
System (Continuum of Service for Students with Disabilities) hereafter referred to as the Continuum of Services. The Continuum
describes in detail the array of special education services summarized below:
·
General education
class with supplementary aids and services;
- Related
Services
- Special
Education Teacher Support Services
- Collaborative Team Teaching
In addition, paraprofessional support may be
necessary in the general education classroom as a supplementary aid and service
to provide assistance to the student in specific instructional areas. Paraprofessional support as a
supplementary aid and services is provided by a paraprofessional assigned to
the classroom.
·
Special class
services part-time and full-time in the community school districts/high schools
and full-time in specialized public schools (District 75);
·
State
supported/operated and SED approved non-public schools; and
·
Home and hospital
instruction.
When completing Page 1 of the IEP, the IEP Team must indicate the recommended special education services necessary for the student to derive reasonable benefit from his/her program and that:
Ö Continue to provide the student with access to the general education curriculum;
Ö meet the student’s other educational needs that result from the student’s disability including the need for alternative curricular expectations, as appropriate; and
Ö offer maximum appropriate opportunities for the student to be educated with non-disabled peers.
When completing Page 1 of the IEP note the following:
Ö For students recommended to receive General Education with Special Education Teacher Support Services, the IEP Team must indicate:
Ö Special Education Teacher Support Services next to Recommended Services on Page 1 of the IEP;
Ö the number of periods per week the student will receive the service;
Ö the distribution of time between direct and indirect services; and
Ö the location of services (i.e., the general education classroom or a separate location).
When Special Education Teacher Support Services is provided in the general education classroom, for students at the intermediate/junior high school and high school level the IEP must indicate on Page 7 the subject area(s) during which the student will receive these services. The specific subject area(s) need not be indicated on Page 1.
The staffing ratio on Page 1 must also be completed indicating the maximum group size for the provision of Special Education Teacher Support Services. Regardless of the location of services, in the general education classroom or a separate location, group size may not exceed a maximum of eight students (i.e. staffing ratio of 8:1).
For example: General Education with Special Education Teacher Support Services four periods per week of direct services in the classroom and one period per week indirect services.
|
SUMMARY OF RECOMMENDATIONS Eligibility R Yes o No Recommended Services Classification
of Disability: Learning
Disabled |
|
|
|
General Education with Special Education Teacher
Support Services four periods a week (direct services) in the classroom |
|
one period (indirect services). |
|
Staffing
Ratio: 8:1 |
|
|
|
Twelve Month School Year o Yes R No Recommended
Services for the Twelve Month School Year |
|
|
|
|
|
Staffing
Ratio: |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ o Related Services* oAssistive Technology* oMonolingual Services with ESL o Special Education Transportation – Comment
___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
For example: General Education with Special Education Teacher Support five periods per week of direct services, two periods in the classroom and three periods in a separate location.
|
SUMMARY OF RECOMMENDATIONS Eligibility R Yes o No Recommended Services Classification
of Disability: Learning
Disabled |
|
|
|
General Education with Special Education Teacher
Support Services five periods a week (direct services), two periods in the
classroom and three periods in a separate location. |
|
|
|
Staffing
Ratio: 8:1 |
|
|
|
Twelve Month School Year o Yes R No Recommended
Services for the Twelve Month School Year |
|
|
|
|
|
|
|
Staffing
Ratio: |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ o Related Services* oAssistive Technology* oMonolingual Services with ESL o Special Education Transportation – Comment
___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
Ö For students recommended to receive Collaborative Team Teaching the IEP Team must:
Ö indicate Collaborative Team Teaching next to Recommended Services on Page 1 of the IEP.
Ö Always indicate the maximum staffing ratio on the IEP (i.e. elementary school 12:1, middle school 13:1 and high school 14:1)
NOTE: For principals and superintendency staff forming Collaborative Team Teaching classes, the actual number of students with IEPs in a Collaborative Team Teaching class may never exceed 40% of the contractual class size. By indicating the maximum ratios above, however, it avoids the necessity for changing the IEP every time the student moves to a lower contractual class size.
For grades with a reduced maximum class size of 20, the maximum class size of the Collaborative Team Teaching class increases to 25 with a maximum of 10 students with IEPs (40%) populating the class. The staffing ratio, however, remains 12:1 on the IEP which will facilitate the student’s aging into the same program at the next grade level without having to immediately amend the IEP.
If Collaborative Team Teaching is less than full-time, the IEP must indicate Collaborative Team Teaching part-time and the number of periods per week the student will receive the service.
For example: A fourth grade student Recommended for Collaborative Team Teaching full-time with the Related Service of Speech and Language Therapy.
|
SUMMARY OF RECOMMENDATIONS Eligibility R Yes o No Recommended Services Classification
of Disability: Learning
Disabled |
|
|
|
Collaborative Team Teaching with Related Services. |
|
|
|
Staffing
Ratio: 12:1 |
|
|
|
Twelve Month School Year o Yes R No Recommended
Services for the Twelve Month School Year |
|
|
|
|
|
Staffing
Ratio: |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ R Related Services* oAssistive Technology* oMonolingual Services with ESL o Special Education Transportation – Comment
___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
Ö For students recommended to receive General Education with the supplementary aid and services of paraprofessional support in the general education classroom the IEP Team must indicate paraprofessional support and the number of periods per day/week on Page 1 of the IEP next to Recommended Services. The specific subject area need not be indicated on Page 1. This information will appear on Page 7 of the IEP. The specific subject area is only required for students at the intermediate/junior high school or high school level. Paraprofessional support as a supplementary aid and service is provided by a paraprofessional assigned to the classroom, therefore, group size is not necessary. Paraprofessional support as a supplementary aid and service may only be recommended for a student who is also recommended for instruction by a special education teacher for some part of the school day.
For Example: A student recommended for Special Education Teacher Support Services two periods of direct services a day in the general education classroom with paraprofessional support two periods per day and Counseling.
|
SUMMARY OF RECOMMENDATIONS Eligibility R Yes o No Recommended Services Classification
of Disability: Emotional
Disturbance |
|
|
|
General Education with Special Education Teacher
Support Services two periods a day (direct services) in the classroom,
paraprofessional support two periods a day in the classroom and Related
Services. |
|
|
|
Staffing
Ratio: 8:1 |
|
|
|
Twelve Month School Year o Yes R No Recommended
Services for the Twelve Month School Year |
|
|
|
|
|
Staffing
Ratio: |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ R Related Services* oAssistive Technology* oMonolingual Services with ESL o Special Education Transportation – Comment
___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
Ö For students recommended for Special Class Services the IEP Team must indicate Special Class next to Recommended Services on Page 1 of the IEP. The staffing ratio consistent with the Continuum of Services (i.e. 12:1 or 15:1 at the high school level, 12:1:1, 8:1:1, 6:1:1, 12:1:4) must be indicated. If the special class is less than full-time the IEP must indicate part-time special class and the number of periods per week the student will receive the services.
For example: A seventh grade student recommended for a special class full-time with a staffing ratio of 12:1.
|
SUMMARY OF RECOMMENDATIONS Eligibility R Yes o No Recommended Services Classification
of Disability: Emotional
Disturbance |
|
|
|
Special Class |
|
Staffing
Ratio: 12:1 |
|
|
|
Twelve Month School Year o Yes R No Recommended
Services for the Twelve Month School Year |
|
|
|
Staffing
Ratio: |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ o Related Services* oAssistive Technology* oMonolingual Services with ESL o Special Education Transportation – Comment
___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
Ö For students recommended for Special Class Services the IEP Team must also indicate on Page 1 next to Recommended Services the location of the special class. Specifically, the IEP must indicate whether the special class will be provided in a specialized District 75 program (i.e. Special Class in a Specialized School). If special class in a specialized school program is not indicated a special class in a Community School District or High School will be assumed.
For example: A student with autism recommended for a special class in a
District 75 specialized school program with a staffing ratio of 6:1:1.
|
SUMMARY OF RECOMMENDATIONS Eligibility R Yes o No Recommended Services Classification
of Disability: Autism |
|
|
|
Special class in a Specialized School |
|
|
|
Staffing
Ratio: 6:1:1 |
|
|
|
Twelve Month School Year R Yes o No Recommended
Services for the Twelve Month School Year |
|
|
|
Same as above |
|
|
|
______________________________________________________________________________
Staffing Ratio ________ |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ o Related Services* oAssistive Technology* oMonolingual Services with ESL R Special Education Transportation – Comment ___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
Ö When the IEP Team determines that a student’s needs cannot be met in a Board of Education program and a non-public school facility is being considered the case is submitted to the Central Based Support Team (CBST) for assistance in locating an appropriate non-public school. Pending confirmation of a site, Page 1 of the IEP must indicate next to Recommended Services “deferred to CBST”. When the student has been accepted into a publicly funded non-public school, day or residential or day treatment program, a CSE review must be reconvened. The name of the non-public school identified is then indicated next to the Recommended Services.
Ö When a student is recommended for home or hospital instruction or the school phobic program the IEP Team must indicate on Page 1 next to Recommended Services the service and the number of hours of instruction per week (e.g. Home Instruction five hours per week).
Ö When a student is recommended for Related Services either as their only service or in combination with other services, the IEP Team must indicate on Page 1 next to Recommended Services, Related Services and must check the Related Services box in the “Other Recommendations” section. The individual Related Services need not be listed as they are specified on Page 9 of the IEP (e.g. Collaborative Team Teaching with Related Services, Special Class with Related Services).
Ö When a student is recommended for decertification from special education with the provision of declassification support services for up to one year following the student’s decertification, the IEP Team must indicate on the exiting IEP next to Recommended Services, Decertified with Declassification Support Services and indicate the service (e.g. instructional support, speech/language services, counseling), the frequency and duration. Please note: If a student is declassified the CSE can recommend that the student continue to receive testing accommodations and for a declassified student in grades 8-12, the CSE can recommend that the student continue to receive the safety net. The continuation of testing accommodations or the safety net should be indicated on the student’s last IEP used to document declassification support services as well.
|
SUMMARY OF RECOMMENDATIONS Eligibility o Yes R No Recommended Services Classification
of Disability: Non-disabled |
|
|
|
Decertified with Declassification Support Services of
academic remediation one period per week for thirty minutes. |
|
|
|
Staffing
Ratio: |
|
|
|
Twelve Month School Year o Yes o No Recommended
Services for the Twelve Month School Year |
|
|
|
|
|
|
|
Staffing
Ratio: |
|
Other
Recommendations (check all that apply) |
|
*Details are provided in relevant sections of IEP. |
|
o Program Accessibility* o Adaptive Phys. Ed.* o Bilingual Instruction
_______________________________ o Related Services* oAssistive Technology* oMonolingual Services with ESL o Special Education Transportation – Comment
___________________________________________________________ Students who are blind or visually impaired: Students
who are deaf or hard of hearing: Braille instruction needed o Yes o No Language
of Instruction ______________________________ Mode
of Communication _____________________________ |
Twelve Month School Year - Indicate whether the student will receive twelve
month educational services by checking the appropriate box (i.e. yes or no).
Indicate the services the student will receive during the extended school year only
if they differ from the services provided during the regular (i.e. 10 month)
school year. If they are the same
indicate “same as above”.
Some students need an “extended school year” or a “twelve month school year” in order to prevent substantial regression during the summer. Students at risk of substantial regression may not be able to maintain developmental levels due to a loss of skill or knowledge during the months of July and August. This loss may be so severe as to require an inordinate period of review at the beginning of the school year to reestablish and maintain IEP goals and objectives mastered at the end of the previous school year.
|
Candidates For Consideration For Twelve
Month School Year Service Ö
Students with severe
multiple disabilities whose programs consist primarily of habilitation and
treatment; Ö
Students who are
recommended for home and hospital instruction, whose special education needs
are determined to be highly intensive, and who require a high degree of
individualized attention and intervention; Ö
Students whose
needs are so severe that they can be met only in a seven-day residential
program; Ö
Students whose
management needs are deemed highly intensive, who require a high degree of
individualized attention/intervention; or Ö
Students receiving other
special education services who, because of their disabilities, exhibit the
need for a twelve-month special service and/or a program provided in a
structured learning environment of up to 12 months duration in order to
prevent substantial regression. |
Other Recommendations:
This section summarizes the IEP recommendations. All recommendations that apply must be
checked. More detailed information
is provided in the relevant sections of the IEP.
â Related
Services - Check the box if the
student requires Related Services.
If Related Services are recommended the specific Related Services,
frequency duration, location, group size and language must be described on Page
9 and annual goal(s) and short-term objective(s) must be written on Page 6.
â Special
Education Transportation - Check
the box if the student requires special education transportation (i.e.
door-to-door). If special
transportation accommodations (e.g. shortened bus trip, air conditioned
vehicle, etc.) are necessary they must be indicated in the space provided next
to the box for special education transportation entitled Comments. The type of vehicle such as minibus, ambulette is not to be
indicated in the IEP, only the accommodations necessary. For school aged students you may refer
to the CSE Guidelines for Recommending Transportation for Special Education
Students Attending New York City Public or Funded Non-Public School Programs.
For preschool students transportation is provided by the Department of
Transportation.
Consideration
of Special Factors
â Students
who are Blind or Visually Impaired - In the case of a student who is blind
or visually impaired, the IEP Team must recommend provision of instruction in
Braille and the use of Braille unless the IEP Team determines, after an
evaluation of the student’s reading and writing skills, that instruction
in Braille or the use of Braille is not appropriate. The student’s future needs for instruction in Braille
or the use of Braille must also be considered. Indicate whether or not Braille instruction is needed by
checking the appropriate box.
â Students
who are Deaf or Hard of Hearing - In the case of a student who is deaf or
hard of hearing, the IEP Team must consider the language and communication
needs of the student and the student’s opportunities for direct
interaction with peers and educational personnel in the student’s own
language and communication mode.
Indicate the language(s) of instruction (English, Spanish, etc.) and the
mode(s) of communication (signed language, oral, etc.) in the appropriate
spaces.
|
CREATING A QUALITY IEP PAGE 2 CONFERENCE INFORMATION |
Page
2 is the “Conference
Information Page”.
This page documents the purpose and result of the conference and
contains a record of those in attendance.
It also provides information regarding the initiation, duration and
review of the IEP, contacts with parents/guardians and modifications made to the
IEP.
|
REFERRAL
TYPE |
Indicate whether the conference is an Initial
Review of a student referred for special education, Annual Review of a student
who is receiving special education services, Triennial Review of a student
receiving special education services or Requested Review of a student receiving
special education services in the appropriate box.
|
CONFERENCE
TYPE |
Indicate whether the conference is a School-Level
Educational Planning Conference (EPC); School Level Annual Review; CSE Review
or CPSE Review in the appropriate box.
|
ATTENDANCE
AT CONFERENCE |
The signatures and/or designations on this page document participation in the conference. Ensure that all participants sign the IEP. Participants must sign their names and indicate their title next to the mandated role they are fulfilling on the IEP Team (refer to Pages 2 through 6 for an explanation of the mandated IEP Team members). For example: The education evaluator serves as the student’s special education teacher on the IEP Team for initial cases and therefore must sign their name and title on Page 2 of the IEP on the line next to the Special Education Teacher. If the school psychologist or school social worker is serving on the IEP Team as the District Representative, they must sign their name and title on Page 2 of the IEP on the line next to District Representative. If a participant is fulfilling two mandated roles (e.g. special education teacher and district representative) the participant signs his/her name next to both mandated roles. If a participant is not fulfilling a federal/state mandated role on the IEP Team, the participant signs their name next to their Board of Education job title (if listed on Page 2 of the IEP) or on the line next to other. Place an asterisk (*) following the signature of the participant serving as the individual who can interpret the instructional implications of evaluation results. Place a “T” following the printed name of any individual who has participated via teleconference. Individuals who are bilingual should sign their name(s), specify they are bilingual, and indicate their other-than-English language(s). Agency representatives should indicate their job title and the name of their agency. For CSE/CPSE Reviews where the parent has declined the participation of a parent member, you must indicate “declined” on the line next to parent member. The appropriate written documentation must be available in the student’s CSE file.
|
CONFERENCE
RESULT |
Indicate the outcome of the conference in the
appropriate box. Specify any
modifications made to the IEP as a result of the conference when appropriate.
|
INITIATION,
DURATION AND REVIEW OF THE IEP |